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4//SEC Filing

WILLIAMS INDUSTRIES INC 4

Accession 0001055499-08-000018

CIK 0000107294operating
View on SEC.govCompany Profile

Filed

Aug 27, 8:00 PM ET

Accepted

Aug 28, 9:12 AM ET

Size

12.9 KB

Accession

0001055499-08-000018

Insider Transaction Report

Form 4
Period: 2008-08-26
WILLIAMS INDUSTRIES INCwmsi.pk
WILLIAMS FRANK E JR
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2008-08-26$1.56/sh+1,000$1,560→ 523,954 total
Holdings

  • common Stock

    (indirect: By Spouse)
    176,879

  • common Stock

    (indirect: By Trust)
    13,000

  • option

    Exercise: $4.10From: 2005-01-20Exp: 2010-01-19→ common Stock (6,000 underlying)
    6,000

  • common Stock

    (indirect: By Williams Enterprises of Georgia, Inc.)
    338,300

  • Common Stock

    (indirect: By Foundation)
    51,100

  • common Stock

    (indirect: by Williams Family LP)
    826,456
Footnotes (5)
  • [F1]As previously reported, 150,000 shares owned by the Williams Family LP are subject to a pledge in favor of a banking institution to secure indebtedness of the Williams Family LP. This was reported on the advice of counsel because the pledge of the shares grants dispositive power to the lender, who may dispose of the shares without further consent of the owner in the event of default on the underlying indebtedness.
  • [F2]Except as noted in Footnote #1, I have sole dispositive power over these shares, and I am also a beneficial owner with my sons Frank E. Williams, III and H. Arthur Williams. These shares are duplicative of shares reported for my sons.
  • [F3]As previously reported, 338,300 shares owned by Williams Enterprises of Georgia, Inc. are subject to a pledge in favor of a banking institution to secure indebtedness of Williams Enterprises of Georgia, Inc. This was reported on the advice of counsel because the pledge of the shares grants dispositive power to the lender, who may dispose of the shares without further consent of the owner in the event of default on the underlying indebtedness
  • [F4]Except as noted in Footnote #3, I have dispositive power over these shares, and I am also a beneficial owner with my sons Frank E. Williams, III and H. Arthur Williams. These shares are duplicative of shares reported for my sons.
  • [F5]I disclaim beneficial ownership of these share

Documents

1 file

Issuer

WILLIAMS INDUSTRIES INC

CIK 0000107294

→
Entity typeoperating
IncorporatedVA

Related Parties

1
  • filerCIK 0000107294

Filing Metadata

Form type
4
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 9:12 AM ET
Size
12.9 KB
View on SEC.gov