Home/Filings/4/0001055726-18-000005
4//SEC Filing

Bagarazzi Mark 4

Accession 0001055726-18-000005

CIK 0001055726other

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 7:44 PM ET

Size

13.6 KB

Accession

0001055726-18-000005

Insider Transaction Report

Form 4
Period: 2018-03-05
Bagarazzi Mark
Chief Medical Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2018-03-05+8,33351,443 total
  • Tax Payment

    Common Stock

    2018-03-05$4.29/sh2,815$12,07648,628 total
  • Exercise/Conversion

    Restricted Stock Unit

    2018-03-058,3330 total
    Common Stock (8,333 underlying)
  • Award

    Common Stock Option

    2018-03-05+126,500126,500 total
    Exercise: $4.29From: 2018-03-05Exp: 2028-03-05Common Stock (126,500 underlying)
  • Award

    Restricted Stock Unit

    2018-03-05+82,70082,700 total
    Common Stock (82,700 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units was as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares vested on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.
  • [F2]The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (1) herein.
  • [F3]The vesting schedule for the 126,500 options is as follows: 31,625 shares vested on March 5, 2018; 31,625 shares will vest on March 5, 2019; 31,625 shares will vest on March 5, 2020; 31,625 shares will vest on March 5, 2021.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares will vest on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Issuer

INOVIO PHARMACEUTICALS, INC.

CIK 0001055726

Entity typeother

Related Parties

1
  • filerCIK 0001539067

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 7:44 PM ET
Size
13.6 KB