Kim Jong Joseph 4

4 · INOVIO PHARMACEUTICALS, INC. · Filed Mar 9, 2021

Form 4

Period: 2021-03-05

DirectorChief Executive Officer

Transactions

Exercise/Conversion
Common Stock
[F1]
2021-03-05+120,100→ 1,198,413 total
Tax Payment
Common Stock
[F2]
2021-03-05$9.19/sh−64,230$590,274→ 1,134,183 total
Exercise/Conversion
Common Stock
[F3]
2021-03-08+63,700→ 1,197,883 total
Tax Payment
Common Stock
[F4]
2021-03-08$8.91/sh−34,067$303,537→ 1,163,816 total
Exercise/Conversion
Restricted Stock Unit
[F1]
2021-03-05−120,100→ 0 total
→ Common Stock (120,100 underlying)
Exercise/Conversion
Restricted Stock Unit
[F3]
2021-03-08−63,700→ 63,700 total
→ Common Stock (63,700 underlying)

Holdings

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 360,300 restricted stock units is as follows: 120,100 shares vested on March 5, 2019; 120,100 shares vested on March 5, 2020; 120,100 shares vested on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.
[F2]The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (1) herein.
[F3]Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 191,100 restricted stock units is as follows: 63,700 shares vested on March 8, 2020; 63,700 shares vested on March 8, 2021; 63,700 shares will vest on March 8, 2022.Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.
[F4]The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (3) herein.

Signature

/s/ Jong Joseph Kim|2021-03-09

Documents

1 file