Kim Jong Joseph 4
4 · INOVIO PHARMACEUTICALS, INC. · Filed Mar 9, 2022
Insider Transaction Report
Form 4
Kim Jong Joseph
DirectorChief Executive Officer10% Owner
Transactions
- Exercise/Conversion
Common Stock
2022-03-08+63,700→ 1,341,080 total - Exercise/Conversion
Restricted Stock Unit
2022-03-08−63,700→ 0 total→ Common Stock (63,700 underlying) - Tax Payment
Common Stock
2022-03-08$3.26/sh−18,142$59,143→ 1,322,938 total
Holdings
- 5,975(indirect: By Spouse)
Common Stock
- 816,527(indirect: By Partnership)
Common Stock
- 33,563(indirect: By Daughter: EK)
Common Stock
- 33,775(indirect: By Son: JK1)
Common Stock
- 33,533(indirect: By Son: JK2)
Common Stock
Footnotes (2)
- [F1]Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 191,100 restricted stock units is as follows: 63,700 shares vested on March 8, 2020; 63,700 shares vested on March 8, 2021; 63,700 shares vested on March 8, 2022. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.
- [F2]The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (1) herein.