AMERICAN STATES WATER CO·4

May 19, 8:33 PM ET

Ervin Roger M 4

4 · AMERICAN STATES WATER CO · Filed May 19, 2026

Research Summary

AI-generated summary of this filing

Updated

AWR Director Ervin Roger M Receives 527-Share Award

What Happened
Ervin Roger M, a director of American States Water Co. (AWR), received a grant/award of 526.87 shares on 2026-05-19 at $75.92 per share (total value $40,000). The Form 4 also shows a prior award of 3.418 shares on 2025-09-03 at $73.52 (value $251) and a tiny disposition of 0.047 shares on 2026-02-14 reported at $0.00. The May 19 action is an acquisition via award/grant (not an open-market purchase).

Key Details

  • Primary transaction: 526.87 shares acquired (A) on 2026-05-19 at $75.92 per share — reported value $40,000.
  • Earlier entries: 3.418 shares credited 09/03/2025 at $73.52 (value $251); 0.047 shares disposed 02/14/2026 at $0.00.
  • Footnotes: F1 — derivative units credited on 09/03/2025 at fair market value; F2 — adjustment due to partial shares.
  • Shares owned after the transaction are not specified in the provided filing details.
  • Filing date (Accession 0001056903-26-000053) is 2026-05-19, the same day as the reported award (no late-filing indication).

Context
This was an award/crediting of shares (likely part of director compensation or deferred/share unit program), which differs from an open-market buy or sale and does not by itself indicate the director is increasing or decreasing a market position. The tiny 0.047-share disposition and footnote about partial shares suggest rounding/adjustment mechanics rather than a material sale.

Insider Transaction Report

Form 4
Period: 2026-05-19
Transactions
  • Award

    Common Shares

    [F1]
    2025-09-03$73.52/sh+3.418$2511,533.376 total
  • Disposition to Issuer

    Common Shares

    [F2]
    2026-02-140.0471,533.329 total
  • Award

    Common Shares

    2026-05-19$75.92/sh+526.87$40,0002,060.199 total
Footnotes (2)
  • [F1]Der units credited on 09/03/2025 at FMV
  • [F2]Adjustment due to partial shares
Signature
/s/ Roger M. Ervin|2026-05-19

Documents

1 file
  • 4
    form4.xmlPrimary

    ERVIN 05.19.2026