Lee Kirk L. 4
4 · GUARANTY BANCSHARES INC /TX/ · Filed Mar 13, 2018
Insider Transaction Report
Form 4
Lee Kirk L.
DirectorPresident
Transactions
- Sale
Common Stock
2018-03-09$35.04/sh−899$31,501→ 22,179 total - Sale
Common Stock
2018-03-09$35.01/sh−1,500$52,515→ 24,378 total - Sale
Common Stock
2018-03-12$35.04/sh−167$5,852→ 21,279 total - Sale
Common Stock
2018-03-09$35.10/sh−1,300$45,630→ 23,078 total - Sale
Common Stock
2018-03-09$35.04/sh−106$3,715→ 22,073 total - Sale
Common Stock
2018-03-09$35.08/sh−627$21,994→ 21,446 total - Sale
Common Stock
2018-03-12$35.04/sh−167$5,852→ 21,112 total
Holdings
- 64,000
Common Stock
- 95,121(indirect: By Issuer KSOP)
Common Stock
Footnotes (2)
- [F1]Held through Individual Retirement Account. On March 8, 2018, Kirk Lee transferred 25,878 shares of common stock allocated to his employer stock account in the Issuer's Employee Stock Ownership Plan with 401(k) Provisions ("KSOP") to an individual retirement account maintained by Guaranty Bank & Trust, N.A. as IRA custodian for Kirk Lee, through a rollover transaction permitted by the terms of the Issuer's KSOP. All sales of common stock reported on this Form 4 relate to sales of shares held through Mr. Lee's individual retirement account.
- [F2]Shares held jointly by Mr. Lee and his spouse.