DAY SUZANNE F. 4
4 · LUBRIZOL Corp · Filed Sep 19, 2011
Insider Transaction Report
Form 4
DAY SUZANNE F.
VP & General Counsel
Transactions
- Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$25.65/sh−2,800$71,820→ 0 totalExercise: $109.35Exp: 2021-02-22→ Common Shares (2,800 underlying) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$104.67/sh−1,500$156,998→ 0 totalExercise: $30.34Exp: 2013-03-24→ Common Shares (1,500 underlying) - Gift
Common Shares
2011-08-26−1,500→ 8,575 total - Disposition to Issuer
Common Shares
2011-09-16$135.00/sh−8,581$1,158,435→ 0 total - Discretionary Transaction
Common Shares
2011-09-16$135.00/sh−1,092$147,420→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$104.83/sh−1,500$157,238→ 0 totalExercise: $30.18Exp: 2014-03-22→ Common Shares (1,500 underlying) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$100.92/sh−1,500$151,388→ 0 totalExercise: $34.08Exp: 2012-03-25→ Common Shares (1,500 underlying)
Footnotes (5)
- [F1]The amount of securities beneficially owned includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F2]This option granted on February 22, 2011, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F3]This option granted on March 22, 2004, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F4]This option granted on March 24, 2003, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F5]This option granted on March 25, 2002, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.