4//SEC Filing
Graf Robert 4
Accession 0001058933-11-000017
CIK 0000060751other
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 3:03 PM ET
Size
17.9 KB
Accession
0001058933-11-000017
Insider Transaction Report
Form 4
Graf Robert
Vice President
Transactions
- Gift
Common Shares
2011-07-28−804→ 7,457 total - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$56.82/sh−1,700$96,594→ 0 totalExercise: $78.18Exp: 2020-02-22→ Common Shares (1,700 underlying) - Disposition to Issuer
Phantom Shares
2011-09-16$135.00/sh−271$36,585→ 0 total→ Common Shares (271 underlying) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$25.65/sh−2,200$56,430→ 0 totalExercise: $109.35Exp: 2021-02-22→ Common Shares (2,200 underlying) - Disposition to Issuer
Common Shares
2011-09-16$135.00/sh−7,468$1,008,180→ 0 total - Discretionary Transaction
Common Shares
2011-09-16$135.00/sh−2,031$274,185→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$107.23/sh−3,500$375,305→ 0 totalExercise: $27.77Exp: 2019-02-23→ Common Shares (3,500 underlying)
Footnotes (5)
- [F1]The amount of securities beneficially owned includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F2]This option granted on February 22, 2011, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F3]This option granted on February 22, 2010, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F4]This option granted on February 23, 2009, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F5]Phantom shares were acquired in deferred compensation plans and are payable in cash on a one-for-one basis after the third anniversary of the deferral of compensation for a participation year. The phantom shares were cancelled in the merger in exchange for the cash payment indicated in column 8.
Documents
Issuer
LUBRIZOL Corp
CIK 0000060751
Entity typeother
Related Parties
1- filerCIK 0001446345
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 3:03 PM ET
- Size
- 17.9 KB