4//SEC Filing
LEWIS GREGORY R 4
Accession 0001058933-11-000019
CIK 0000060751other
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 3:40 PM ET
Size
18.0 KB
Accession
0001058933-11-000019
Insider Transaction Report
Form 4
LEWIS GREGORY R
Vice President
Transactions
- Discretionary Transaction
Common Shares
2011-09-15$134.99/sh−123$16,604→ 12,005 total - Discretionary Transaction
Common Shares
2011-09-16$135.00/sh−68$9,180→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$107.23/sh−3,500$375,305→ 0 totalExercise: $27.77Exp: 2019-02-23→ Common Shares (3,500 underlying) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$56.82/sh−800$45,456→ 0 totalExercise: $78.18Exp: 2020-02-22→ Common Shares (800 underlying) - Disposition to Issuer
Phantom Shares
2011-09-16$135.00/sh−123$16,605→ 0 total→ Common Shares (123 underlying) - Disposition to Issuer
Common Shares
2011-09-16$135.00/sh−12,005$1,620,675→ 0 total - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$25.65/sh−2,100$53,865→ 0 totalExercise: $109.35Exp: 2021-02-22→ Common Shares (2,100 underlying)
Footnotes (5)
- [F1]The amount of securities beneficially owned includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F2]This option granted on February 22, 2011, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F3]This option granted on February 22, 2010, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F4]This option granted on February 23, 2009, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F5]Phantom shares were acquired in deferred compensation plans and are payable in cash on a one-for-one basis after the third anniversary of the deferral of compensation for a participation year. The phantom shares were cancelled in the merger in exchange for the cash payment indicated in column 8.
Documents
Issuer
LUBRIZOL Corp
CIK 0000060751
Entity typeother
Related Parties
1- filerCIK 0001141230
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 3:40 PM ET
- Size
- 18.0 KB