4//SEC Filing
HAMBRICK JAMES L 4
Accession 0001058933-11-000020
CIK 0000060751other
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 4:26 PM ET
Size
32.2 KB
Accession
0001058933-11-000020
Insider Transaction Report
Form 4
HAMBRICK JAMES L
Chairman, Pres. & CEO
Transactions
- Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$76.55/sh−119,900$9,178,345→ 0 totalExercise: $58.45Exp: 2018-02-19→ Common Shares (119,900 underlying) - Disposition to Issuer
Phantom Shares
2011-09-16$135.00/sh−12,666$1,709,910→ 0 total→ Common Shares (12,666 underlying) - Discretionary Transaction
Common Shares
2011-09-15$134.99/sh−142,854$19,283,861→ 152,187 total - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$107.23/sh−204,800$21,960,704→ 0 totalExercise: $27.77Exp: 2019-02-23→ Common Shares (204,800 underlying) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$95.56/sh−163,900$15,662,284→ 0 totalExercise: $39.44Exp: 2015-04-25→ Common Shares (163,900 underlying) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$56.82/sh−43,200$2,454,624→ 0 totalExercise: $78.18Exp: 2020-02-22→ Common Shares (43,200 underlying) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$81.93/sh−102,300$8,381,439→ 0 totalExercise: $53.07Exp: 2017-02-20→ Common Shares (102,300 underlying) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$100.92/sh−16,500$1,665,263→ 0 totalExercise: $34.08Exp: 2012-03-25→ Common Shares (16,500 underlying) - Gift
Common Shares
2011-05-27−48,962→ 293,629 total - Discretionary Transaction
Common Shares
2011-09-15$134.99/sh−17,673$2,385,678→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$25.65/sh−36,100$925,965→ 0 totalExercise: $109.35Exp: 2021-02-22→ Common Shares (36,100 underlying) - Disposition to Issuer
Common Shares
2011-09-16$135.00/sh−152,187$20,545,245→ 0 total - Disposition to Issuer
Nonqualified Stock Option (Right to Buy)
2011-09-16$91.94/sh−143,700$13,211,060→ 0 totalExercise: $43.06Exp: 2015-12-12→ Common Shares (143,700 underlying)
Footnotes (10)
- [F1]The amount of securities beneficially owned includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F10]Phantom shares were acquired in deferred compensation plans and are payable in cash on a one-for-one basis after the third anniversary of the deferral of compensation for a participation year. The phantom shares were cancelled in the merger in exchange for the cash payment indicated in column 8.
- [F2]This option granted on February 22, 2011, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F3]This option granted on February 22, 2010, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F4]This option granted on February 23, 2009, which vests in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F5]This option granted on February 19, 2008, which vested in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F6]This option granted on February 20, 2007, which vested in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F7]This option granted on December 12, 2005, which vested in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F8]This option granted on April 25, 2005, which vested in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
- [F9]This option granted on March 25, 2002, which vested in three installments of 50% one year after grant, 25% two years after grant and 25% three years after grant, was cancelled in the merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the merger consideration of $135 per share.
Documents
Issuer
LUBRIZOL Corp
CIK 0000060751
Entity typeother
Related Parties
1- filerCIK 0001110634
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 4:26 PM ET
- Size
- 32.2 KB