4//SEC Filing
GETZ JAMES F 4
Accession 0001061434-19-000010
CIK 0001380846other
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 9:37 AM ET
Size
11.8 KB
Accession
0001061434-19-000010
Insider Transaction Report
Form 4
GETZ JAMES F
DirectorCHAIRMAN, PRESIDENT AND CEO
Transactions
- Gift
Common Stock
2019-08-29−5,110→ 135,508 total(indirect: By Stephens Inc. FBO James F. Getz Individual Retirement Account) - Purchase
Common Stock
2019-08-29$19.80/sh+12,500$247,550→ 324,673 total(indirect: By Getz Enterprises, L.P.) - Purchase
Common Stock
2019-08-30$19.76/sh+12,500$247,038→ 337,173 total(indirect: By Getz Enterprises, L.P.)
Holdings
- 549,210
Common Stock
- 368,944
Common Stock
Footnotes (8)
- [F1]The price reported in Column 4 is the weighted average price of the trades on August 29, 2019. The shares were purchased in multiple transactions at prices ranging from $19.69 to $19.84 per share. The Reporting Person undertakes to provide to TriState Capital Holdings, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]The Reporting Person previously filed a Form 4 on August 28, 2019 that reported the open-market purchase of shares on August 27 and August 28, 2019. Footnotes 1 and 3 of that filing inadvertently referred to the transactions as sales instead of purchases. These transactions were purchases, as reflected in the reporting of such transactions in Table I to the Form 4, and the shares held reported herein include the shares acquired in such purchases.
- [F3]The Reporting Person is the general partner of this entity.
- [F4]The price reported in Column 4 is the weighted average price of the trades on August 30, 2019. The shares were purchased in multiple transactions at prices ranging from $19.58 to $19.95 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F5]The transaction represents a gift of shares of the Issuer's common stock held through the Reporting Person's individual retirement account.
- [F6]The Reporting Person is the beneficiary of this account.
- [F7]Owned by the Reporting Person, individually.
- [F8]Shares held jointly by the Reporting Person and his spouse.
Documents
Issuer
TriState Capital Holdings, Inc.
CIK 0001380846
Entity typeother
Related Parties
1- filerCIK 0001061434
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 9:37 AM ET
- Size
- 11.8 KB