GETZ JAMES F 4
4 · TriState Capital Holdings, Inc. · Filed Sep 3, 2019
Insider Transaction Report
Form 4
GETZ JAMES F
DirectorCHAIRMAN, PRESIDENT AND CEO
Transactions
- Purchase
Common Stock
[F1][F2][F3]2019-08-29$19.80/sh+12,500$247,550→ 324,673 total(indirect: By Getz Enterprises, L.P.) - Purchase
Common Stock
[F4][F2][F3]2019-08-30$19.76/sh+12,500$247,038→ 337,173 total(indirect: By Getz Enterprises, L.P.) - Gift
Common Stock
[F5][F6]2019-08-29−5,110→ 135,508 total(indirect: By Stephens Inc. FBO James F. Getz Individual Retirement Account)
Holdings
- 368,944
Common Stock
[F7] - 549,210
Common Stock
[F8]
Footnotes (8)
- [F1]The price reported in Column 4 is the weighted average price of the trades on August 29, 2019. The shares were purchased in multiple transactions at prices ranging from $19.69 to $19.84 per share. The Reporting Person undertakes to provide to TriState Capital Holdings, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]The Reporting Person previously filed a Form 4 on August 28, 2019 that reported the open-market purchase of shares on August 27 and August 28, 2019. Footnotes 1 and 3 of that filing inadvertently referred to the transactions as sales instead of purchases. These transactions were purchases, as reflected in the reporting of such transactions in Table I to the Form 4, and the shares held reported herein include the shares acquired in such purchases.
- [F3]The Reporting Person is the general partner of this entity.
- [F4]The price reported in Column 4 is the weighted average price of the trades on August 30, 2019. The shares were purchased in multiple transactions at prices ranging from $19.58 to $19.95 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F5]The transaction represents a gift of shares of the Issuer's common stock held through the Reporting Person's individual retirement account.
- [F6]The Reporting Person is the beneficiary of this account.
- [F7]Owned by the Reporting Person, individually.
- [F8]Shares held jointly by the Reporting Person and his spouse.
Signature
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact|2019-08-30