GETZ JAMES F 4
4 · TriState Capital Holdings, Inc. · Filed Feb 24, 2020
Insider Transaction Report
Form 4
GETZ JAMES F
DirectorCHAIRMAN, PRESIDENT AND CEO
Transactions
- Disposition to Issuer
Stock Options (Right to Buy)
2020-02-21$10.95/sh−28,366$310,608→ 0 totalExercise: $11.66From: 2016-07-02Exp: 2024-01-02→ Common Stock (28,366 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2020-02-21$12.30/sh−32,081$394,596→ 0 totalExercise: $10.31From: 2017-07-16Exp: 2025-01-16→ Common Stock (32,081 underlying)
Holdings
- 135,508(indirect: By Stephens Inc. FBO James F. Getz Individual Retirement Account)
Common Stock
- 549,210
Common Stock
- 426,113
Common Stock
- 337,173(indirect: By Getz Enterprises, L.P.)
Common Stock
Footnotes (5)
- [F1]Shares held jointly by the Reporting Person and his spouse.
- [F2]Owned by Reporting Person, individually.
- [F3]The Reporting Person is the general partner of this entity.
- [F4]The Reporting Person is the beneficiary of this account.
- [F5]Pursuant to a Company option cancellation program, and by mutual agreement of the Reporting Person and the Company, each vested and outstanding option to purchase common stock of the Company held by the Reporting Person was cancelled in exchange for a cash payment to the Reporting Person. The Reporting Person received $705,204 as consideration for the cancellation, an amount arrived at by multiplying (i) the number of options cancelled by (ii) the Company's stock price on February 20, 2020, less the exercise price of such options.