4//SEC Filing
GETZ JAMES F 4
Accession 0001061434-20-000004
CIK 0001380846other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 7:00 PM ET
Size
11.3 KB
Accession
0001061434-20-000004
Insider Transaction Report
Form 4
GETZ JAMES F
DirectorCHAIRMAN, PRESIDENT AND CEO
Transactions
- Disposition to Issuer
Stock Options (Right to Buy)
2020-02-21$10.95/sh−28,366$310,608→ 0 totalExercise: $11.66From: 2016-07-02Exp: 2024-01-02→ Common Stock (28,366 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2020-02-21$12.30/sh−32,081$394,596→ 0 totalExercise: $10.31From: 2017-07-16Exp: 2025-01-16→ Common Stock (32,081 underlying)
Holdings
- 135,508(indirect: By Stephens Inc. FBO James F. Getz Individual Retirement Account)
Common Stock
- 549,210
Common Stock
- 426,113
Common Stock
- 337,173(indirect: By Getz Enterprises, L.P.)
Common Stock
Footnotes (5)
- [F1]Shares held jointly by the Reporting Person and his spouse.
- [F2]Owned by Reporting Person, individually.
- [F3]The Reporting Person is the general partner of this entity.
- [F4]The Reporting Person is the beneficiary of this account.
- [F5]Pursuant to a Company option cancellation program, and by mutual agreement of the Reporting Person and the Company, each vested and outstanding option to purchase common stock of the Company held by the Reporting Person was cancelled in exchange for a cash payment to the Reporting Person. The Reporting Person received $705,204 as consideration for the cancellation, an amount arrived at by multiplying (i) the number of options cancelled by (ii) the Company's stock price on February 20, 2020, less the exercise price of such options.
Documents
Issuer
TriState Capital Holdings, Inc.
CIK 0001380846
Entity typeother
Related Parties
1- filerCIK 0001061434
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 7:00 PM ET
- Size
- 11.3 KB