GETZ JAMES F 4
4 · TriState Capital Holdings, Inc. · Filed Mar 10, 2020
Insider Transaction Report
Form 4
GETZ JAMES F
DirectorCHAIRMAN, PRESIDENT AND CEO
Transactions
- Purchase
Common Stock
2020-03-09$15.26/sh+5,000$76,315→ 347,173 total(indirect: By Getz Enterprises, L.P.)
Holdings
- 549,210
Common Stock
- 426,113
Common Stock
- 145,508(indirect: By Stephens Inc. FBO James F. Getz Individual Retirement Account)
Common Stock
Footnotes (6)
- [F1]The price reported in Column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.250 to $15.279, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]The Reporting Person is the general partner of this entity.
- [F3]Shares held jointly by Reporting Person and his spouse.
- [F4]Owned by Reporting Person, individually.
- [F5]The Form 4 for the Reporting Person filed on March 6, 2020, inadvertently reflected a purchase of 15,000 shares in this account. The correct number of shares purchased was 10,000. The 5,000 remaining shares were purchased by Getz Enterprises, L.P. at the same weighted average price. The amount of shares reported for Getz Enterprises, L.P. reflects the correct number of shares.
- [F6]The Reporting Person is the beneficiary of this account.