Home/Filings/4/0001061434-20-000008
4//SEC Filing

GETZ JAMES F 4

Accession 0001061434-20-000008

CIK 0001380846other

Filed

Mar 9, 8:00 PM ET

Accepted

Mar 10, 3:10 PM ET

Size

8.4 KB

Accession

0001061434-20-000008

Insider Transaction Report

Form 4
Period: 2020-03-09
GETZ JAMES F
DirectorCHAIRMAN, PRESIDENT AND CEO
Transactions
  • Purchase

    Common Stock

    2020-03-09$15.26/sh+5,000$76,315347,173 total(indirect: By Getz Enterprises, L.P.)
Holdings
  • Common Stock

    549,210
  • Common Stock

    426,113
  • Common Stock

    (indirect: By Stephens Inc. FBO James F. Getz Individual Retirement Account)
    145,508
Footnotes (6)
  • [F1]The price reported in Column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.250 to $15.279, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F2]The Reporting Person is the general partner of this entity.
  • [F3]Shares held jointly by Reporting Person and his spouse.
  • [F4]Owned by Reporting Person, individually.
  • [F5]The Form 4 for the Reporting Person filed on March 6, 2020, inadvertently reflected a purchase of 15,000 shares in this account. The correct number of shares purchased was 10,000. The 5,000 remaining shares were purchased by Getz Enterprises, L.P. at the same weighted average price. The amount of shares reported for Getz Enterprises, L.P. reflects the correct number of shares.
  • [F6]The Reporting Person is the beneficiary of this account.

Issuer

TriState Capital Holdings, Inc.

CIK 0001380846

Entity typeother

Related Parties

1
  • filerCIK 0001061434

Filing Metadata

Form type
4
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 3:10 PM ET
Size
8.4 KB