GETZ JAMES F 4
4 · TriState Capital Holdings, Inc. · Filed Nov 10, 2021
Insider Transaction Report
Form 4
GETZ JAMES F
DirectorCHAIRMAN, PRESIDENT AND CEO
Transactions
- Sale
Common Stock
2021-11-01$30.05/sh−3,586$107,759→ 141,922 total(indirect: By Stephens Inc. FBO James F. Getz Individual Retirement Account)
Holdings
- 347,173(indirect: By Getz Enterprises, L.P.)
Common Stock
- 549,210
Common Stock
- 418,197
Common Stock
Footnotes (5)
- [F1]The shares were sold by the Reporting Person's IRA, which has as its sole assets shares of the Company, to provide the IRA with liquid assets sufficient to fund mandatory distributions required to be made to the Reporting Person by the IRA under applicable tax laws.
- [F2]The Reporting Person is the beneficiary of this account.
- [F3]The Reporting Person is the general partner of this entity.
- [F4]Owned by the Reporting Person individually.
- [F5]Shares held jointly by the Reporting Person and spouse.