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TriState Capital Holdings, Inc.·4

Nov 10, 5:34 PM ET

GETZ JAMES F 4

4 · TriState Capital Holdings, Inc. · Filed Nov 10, 2021

Insider Transaction Report

Form 4
Period: 2021-11-01
TriState Capital Holdings, Inc.TSC
GETZ JAMES F
DirectorCHAIRMAN, PRESIDENT AND CEO
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2021-11-01$30.05/sh−3,586$107,759→ 141,922 total(indirect: By Stephens Inc. FBO James F. Getz Individual Retirement Account)
Holdings

  • Common Stock

    [F3]
    (indirect: By Getz Enterprises, L.P.)
    347,173

  • Common Stock

    [F4]
    418,197

  • Common Stock

    [F5]
    549,210
Footnotes (5)
  • [F1]The shares were sold by the Reporting Person's IRA, which has as its sole assets shares of the Company, to provide the IRA with liquid assets sufficient to fund mandatory distributions required to be made to the Reporting Person by the IRA under applicable tax laws.
  • [F2]The Reporting Person is the beneficiary of this account.
  • [F3]The Reporting Person is the general partner of this entity.
  • [F4]Owned by the Reporting Person individually.
  • [F5]Shares held jointly by the Reporting Person and spouse.
Signature
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact|2021-11-10

Documents

1 file
  • 4
    wf-form4_163658364510048.xmlPrimary

    FORM 4