ENERGY EAST CORP 4

Accession 0001061591-04-000002

CIK 0001046861operating

View on SEC.gov Company Profile

Filed

Feb 8, 7:00 PM ET

Accepted

Feb 9, 11:41 AM ET

Size

23.6 KB

Accession

0001061591-04-000002

Insider Transaction Report

Form 4

Period: 2004-02-05

ENERGY EAST CORPEAS

JASINSKI KENNETH M

Executive VP & CFO

Transactions

Exercise/Conversion
Common Stock
2004-02-05$19.62/sh+195,000$3,825,900→ 221,000 total
Disposition to Issuer
Common Stock
2004-02-05$23.28/sh−195,000$4,539,600→ 26,000 total
Exercise/Conversion
Employee Stock Option (right to buy) / SAR
2004-02-05$23.28/sh−200,000$4,656,000→ 0 total
Exercise: $19.62From: 2002-02-08Exp: 2012-02-08→ Common Stock (200,000 underlying)
Exercise/Conversion
Common Stock
2004-02-05$19.62/sh+5,000$98,100→ 31,000 total

Holdings

Common Stock
(indirect: By Self as Custodian for Son)
200
Employee Stock Option (right to buy) / SAR
Exercise: $20.18From: 2001-05-29Exp: 2011-05-29→ Common Stock (59,000 underlying)
59,000
Employee Stock Option (right to buy) / SAR
Exercise: $26.72From: 1999-02-19Exp: 2009-02-19→ Common Stock (100,000 underlying)
100,000
Employee Stock Option (right to buy) / SAR
Exercise: $19.10From: 2003-02-12Exp: 2013-02-12→ Common Stock (67,500 underlying)
67,500
Employee Stock Option (right to buy) / SAR
Exercise: $20.06From: 1999-01-01Exp: 2008-04-29→ Common Stock (50,000 underlying)
50,000

Footnotes (9)

[F1]Beneficial ownership expressly disclaimed.
[F2]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
[F3]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on January 1, 1999; (b) in aggregate as to no more than 66 2/3% on January 1, 2000; and (c) on January 1, 2001 as to 100% of all options which have not been previously exercised.
[F4]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 19, 1999; (b) in aggregate as to no more than 66 2/3% on January 1, 2000; and (c) on January 1, 2001 as to 100% of all options which have not been previously exercised.
[F5]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 11, 2000; (b) in aggregate as to no more than 66 2/3% on January 1, 2001; and (c) on January 1, 2002 as to 100% of all options which have not been previously exercised.
[F6]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 1, 2001; (b) in aggregate as to no more than 66 2/3% on January 1, 2002; and (c) on January 1, 2003 as to 100% of all options which have not been previously exercised.
[F7]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on May 29, 2001; (b) in aggregate as to no more than 66 2/3% on January 1, 2002; and (c) on January 1, 2003 as to 100% of all options which have not been previously exercised.
[F8]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 8, 2002; (b) in aggregate as to no more than 66 2/3% on January 1, 2003; and (c) on January 1, 2004 as to 100% of all options which have not been previously exercised.
[F9]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2003; (b) in aggregate as to no more than 66 2/3% on January 1, 2004; and (c) on January 1, 2005 as to 100% of all options which have not been previously exercised.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

ENERGY EAST CORP

CIK 0001046861

→

Entity typeoperating

IncorporatedNY

Related Parties

filerCIK 0001046861

Filing Metadata

Form type: 4
Filed: Feb 8, 7:00 PM ET
Accepted: Feb 9, 11:41 AM ET
Size: 23.6 KB

View on SEC.gov