Home/Filings/4/0001061591-06-000001
4//SEC Filing

JASINSKI KENNETH M 4

Accession 0001061591-06-000001

CIK 0001046861other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 10:26 AM ET

Size

14.0 KB

Accession

0001061591-06-000001

Insider Transaction Report

Form 4
Period: 2006-01-03
JASINSKI KENNETH M
Executive VP & CFO
Transactions
  • Tax Payment

    Common Stock

    2006-01-01$22.80/sh21,824$497,58749,000 total
Holdings
  • Common Stock

    (indirect: By Self as Custodian for Daughter)
    200
  • Employee Stock Option (right to buy) / SAR

    Exercise: $26.72From: 1999-02-19Exp: 2009-02-19Common Stock (50,000 underlying)
    50,000
  • Employee Stock Option (right to buy) / SAR

    Exercise: $19.10From: 2003-02-12Exp: 2013-02-12Common Stock (22,500 underlying)
    22,500
  • Employee Stock option (right to buy) / SAR

    Exercise: $26.22From: 2005-04-01Exp: 2015-04-01Common Stock (33,732 underlying)
    33,732
Footnotes (7)
  • [F1]Beneficial ownership expressly disclaimed.
  • [F2]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
  • [F3]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 19, 1999; (b) in aggregate as to no more than 66 2/3% on January 1, 2000; and (c) on January 1, 2001 as to 100% of all options which have not been previously exercised.
  • [F4]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2003; (b) in aggregate as to no more than 66 2/3% on January 1, 2004; and (c) on January 1, 2005 as to 100% of all options which have not been previously exercised.
  • [F5]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
  • [F6]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on April 1, 2005; (b) in aggregate as to no more than 66 2/3% on January 1, 2006; and (c) on January 1, 2007 as to 100% of all options which have not been previously exercised.
  • [F7]The amount of equity securities previously reported by me as beneficially owned has been reduced by the withholding of 21,824 restricted shares by the Company to satisfy my tax withholding obligation regarding the vesting of restricted stock.

Issuer

ENERGY EAST CORP

CIK 0001046861

Entity typeother

Related Parties

1
  • filerCIK 0001061591

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 10:26 AM ET
Size
14.0 KB