13F-HR 1 mar01.txt MARCH 31,2001 Form 13F Cover Page Report for the Calendar Year or Quarter Ended: 03/31/2001 Check here if Amendment [ ] ; Amendment Number: [ ] This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: TM Capital Management, Inc. Address: 303 South Broadway Suite 470 Tarrytown, New York 10591 Form 13F File Number: 028-07166 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patricia B. Fallon Title: Treasurer Phone: (914) 366 - 4729 Signature, Place, and Date of Signing: /s/ Patricia B. Fallon Tarrytown, New York 05/11/2001 ------------------------------------------------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 14 Form 13F Information Table Value Total: 209,068 [thousands] List of Other Included Managers: None FORM 13F INFORMATION TABLE

TITLE OF VALUE SHARES/ SH/ PUT/INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALLDSCRETN MGRS SOLE SHARED NONE CGCMS ~~Columbia~~CMS Energy COM ~~197648108~~125896100 ~~44297~~2959 ~~675000SH~~100000SH SOLE ~~675~~100,000 0 0 ~~CIN~~DTE ~~Cinergy~~DTE ~~COM 172474108 7631 300000SH SOLE 300,000 0 0 CMS CMS~~ Energy COM ~~125896100~~233331107 ~~49228~~6388 ~~2225000SH~~160500SH SOLE 2160,~~225,000~~500 0 0 ~~CPST~~DUK ~~CAPSTONE~~DUKE COM ~~14067D102~~264399106 ~~2253~~10685 ~~50000SH~~250000SH SOLE 50250,000 0 0 DYN DYNERGY COM 26816Q101 ~~7514~~5101 ~~110000SH~~100000SH SOLE ~~110~~100,000 0 0 EIX Edison Internat COM 281020107 ~~2050~~29830 ~~100000SH~~2360000SH SOLE ~~100~~2,360,000 0 0 FPL Florida P&L COM 341109106 ~~11138~~9195 ~~225000SH~~150000SH SOLE ~~225~~150,000 0 0 GPU Gen Public Util COM 36225X100 ~~30946~~8123 ~~1143500SH~~250000SH SOLE 1250,~~143,500 0 0 NEG Energy East CorpCOM 29266M109 6863 360000SH SOLE 360,~~000 0 0 ~~NMK~~NU ~~Niagra~~Northeast ~~Mohawk~~Util COM ~~653520106~~664397106 ~~17422~~63263 ~~1250000SH~~3640000SH SOLE 13,~~250~~640,000 0 0 ~~NRG~~PCG ~~ENERGY~~PACIFIC ~~CORP~~GAS COM ~~629377102~~69331C108 ~~15513~~32059 ~~850000SH~~2575000SH SOLE ~~850~~2,575,000 0 0 NUPEG ~~Northeast~~PUBLIC ~~Util~~SVCS ENT COM ~~664397106~~744573106 ~~117668~~11006 ~~5410000SH~~255000SH SOLE 5255,~~410,~~000 0 0 ~~PCG~~PNW ~~PACIFIC~~PINNICLE ~~GAS~~WEST COM ~~69331C108~~723484101 ~~11081~~4358 ~~450000SH~~95000SH SOLE ~~450~~95,000 0 0 ~~PNW~~PNM ~~PINNICLE~~Public ~~WEST~~SVCS NM COM ~~723484101~~744499104 ~~1694~~4352 ~~50000SH~~150000SH SOLE 50150,000 0 0 ~~UCM~~TXU ~~UNICOM~~TEXAS UTILITY COM ~~904911104~~873168108 ~~4836~~17974 ~~125000SH~~435000SH SOLE ~~125~~435,000 0 0 ~~UNS~~WEC ~~Unisource~~WISCONSIN ELEC COM ~~909205106~~976657106 ~~7500~~3777 ~~500000SH~~175000SH SOLE ~~500~~175,000 0 0 Grand Total ~~337633~~209068

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