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4//SEC Filing

DICKEY WILLIAM S 4

Accession 0001062993-10-000155

CIK 0001297203other
View on SEC.govCompany Profile

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 12:46 PM ET

Size

16.4 KB

Accession

0001062993-10-000155

Insider Transaction Report

Form 4
Period: 2009-10-19
HS3 TECHNOLOGIES INC.HSTH
DICKEY WILLIAM S
10% Owner
Transactions
  • Sale

    Common Shares

    2009-12-31$0.10/sh−5,000,000$500,000→ 0 total(indirect: DQ Investment Group)
  • Purchase

    Common Shares

    2009-10-29$0.05/sh+4,500,000$225,000→ 5,500,000 total
  • Conversion

    Common Shares

    2009-11-24$0.05/sh+8,000,000$400,000→ 13,500,000 total
  • Purchase

    Common Shares

    2009-12-31$0.10/sh+5,000,000$500,000→ 18,500,000 total
  • Conversion

    Convertible Note

    2009-11-24$0.05/sh−8,000,000$400,000→ 0 total
    Exercise: $0.05From: 2009-11-24Exp: 2009-11-24→ Common Shares (8,000,000 underlying)
  • Other

    Convertible Note

    2009-11-24$0.05/sh+6,000,000$300,000→ 6,000,000 total
    Exercise: $0.05From: 2009-11-24Exp: 2009-11-24→ Common Shares (6,000,000 underlying)
Holdings

  • Common Shares

    (indirect: DQ Investment Group)
    5,000,000

  • Convertible Note

    Exercise: $0.10From: 2009-02-01Exp: 2009-02-01→ Common Shares (7,000,000 underlying)
    7,000,000

  • Common Shares

    1,000,000
Footnotes (3)
  • [F1]The Convertible Note was issued pursuant to a debt conversion agreement dated February 1, 2009 in the amount of $700,000. The proceeds are payable on demand.
  • [F2]The note of payable upon demand.
  • [F3]On November 6, 2009, the Issuer and Mr. Dickey entered into a debt settlement and subscription agreement wherein Mr. Dickey agreed to subscriber for 8,000,000 shares of common stock of the Issuer at a purchase price of $0.05 per share, or $400,000. In lieu of a cash payment to the Issuer, the shares of common stock were issued to Mr. Dickey as payment of an outstanding debt owed to Mr. Dickey in the amount of $700,000 and a new subordinated note was issued in the amount of $300,000, the balance remaining under the original subordinated note.

Documents

1 file

Issuer

HS3 TECHNOLOGIES INC.

CIK 0001297203

→
Entity typeother

Related Parties

1
  • filerCIK 0001187183

Filing Metadata

Form type
4
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 12:46 PM ET
Size
16.4 KB
View on SEC.gov