Tu Guo Shen 4
4 · CHINA SECURITY & SURVEILLANCE TECHNOLOGY, INC. · Filed Aug 26, 2010
Insider Transaction Report
Form 4
Tu Guo Shen
DirectorCEO10% Owner
Transactions
- Award
Common Stock, par value $0.0001 per share
2010-08-11+2,000,000→ 3,200,000 total
Holdings
- 15,550,435(indirect: Held by Whitehorse Technology Limited)
Common Stock, par value $0.0001 per share
- 10,000(indirect: By Spouse)
Common Stock, par value $0.0001 per share
Footnotes (3)
- [F1]On August 11, 2010, the Reporting Person was granted 2,000,000 shares of restricted stock under the Issuer's 2007 Equity Incentive Plan, as amended, which shall vest over 5 years.
- [F2]Whitehorse Technology Limited, a British Virgin Island company ("Whitehorse"), is wholly owned by the Reporting Person. The Reporting Person exercises investment discretion and control over the shares of common stock of the issuer held by Whitehorse and may be deemed the beneficial owner of the shares of common stock beneficially owned by it.
- [F3]Mr. Tu expressly disclaims beneficial ownership of these shares owned by Ms. Li Zhi Qun, Mr. Tu's spouse, except to the extent of his pecuniary interest therein.