Zhao Guohong 4
4 · THT Heat Transfer Technology, Inc. · Filed Jan 3, 2012
Insider Transaction Report
Form 4
Zhao Guohong
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2011-12-15$0.71/sh+4,559,214$3,246,160→ 4,559,214 total
Footnotes (2)
- [F1]Ms. Jinghua Zhao is a party to an option agreement, dated June 30, 2009, as amended, with Guohong Zhao, pursuant to which Mr. Guohong Zhao has the right to purchase 100% of the equity interest of Wisetop International Holdings Limited at an exercise price of $3,246,160 during the period commencing on the 180th day following June 30, 2009 and ending on June 30, 2012. On November 29, 2011, Mr. Guohong Zhao exercised his option. On December 15, 2011, the shares were transferred to Mr. Guohong Zhao.
- [F2]Ms. Zhao owns 100% of Wisetop International Holdings Limited. Ms. Zhao disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.