4//SEC Filing
Urban Barns Foods Inc. 4
Accession 0001062993-14-005764
CIK 0001410253operating
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 8:00 PM ET
Size
12.2 KB
Accession
0001062993-14-005764
Insider Transaction Report
Form 4
Groome Richard T
Director
Transactions
- Purchase
Class A common stock
2014-09-17$0.05/sh+10,000$500→ 24,707,595 total(indirect: See footnote) - Award
Stock Options
2014-09-05+2,650,000→ 7,650,000 totalExercise: $0.10From: 2014-09-05Exp: 2024-09-05→ Class A common stock (2,650,000 underlying) - Award
Stock Options
2014-09-05+200,000→ 7,850,000 total(indirect: See footnote)Exercise: $0.10From: 2014-09-05Exp: 2024-09-05→ Class A common stock (200,000 underlying) - Award
Warrants
2014-09-17+10,000→ 7,860,000 total(indirect: See footnote)Exercise: $0.07From: 2014-09-17Exp: 2017-09-17→ Class A common stock (10,000 underlying)
Footnotes (3)
- [F1]Includes 3,097,595 shares held by Mr. Groome directly; 1,500,000 shares held of record by Roxy & Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and disposition power; 110,000 shares held of record by Mr. Groome's two children who reside at home; and 20,000,000 shares held of record by Notre-Dame Capital Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power. Mr. Groome is deemed to be the beneficial owner of an aggregate of 59.2% of the issued and outstanding shares of Notre-Dame Capital Inc., as follows: 13.9% directly; 33.7% through his spouse, Penelope Groome; 9.5% through Grovest Investments Inc., a private corporation over which Mr. Groome exercises sole voting and dispositive power; and 2.1% through Roxy and Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power.
- [F2]These securities are held of record by Penelope Groome, the spouse of Mr. Groome.
- [F3]These securities are held of record by Alexandra Groome, the daughter of Mr. Groome.
Issuer
Urban Barns Foods Inc.
CIK 0001410253
Entity typeoperating
Related Parties
1- filerCIK 0001410253
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 8:00 PM ET
- Size
- 12.2 KB