Home/Filings/4/0001062993-15-003433
4//SEC Filing

CHINA BAK BATTERY INC 4

Accession 0001062993-15-003433

$CBATCIK 0001117171operating

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 5:45 PM ET

Size

8.3 KB

Accession

0001062993-15-003433

Insider Transaction Report

Form 4
Period: 2015-06-15
Li Xiangqian
DirectorCEO, President and Chairman10% Owner
Transactions
  • Sale

    Common Stock

    2015-06-16$3.64/sh2,500$9,0923,825,365 total
  • Sale

    Common Stock

    2015-06-17$3.73/sh8,500$31,7383,816,865 total
  • Sale

    Common Stock

    2015-06-15$3.64/sh23,100$84,0103,827,865 total
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.63 to $3.69 inclusive. The reporting person undertakes to provide to China BAK Battery, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.65, inclusive.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.65 to $3.85, inclusive.

Issuer

CHINA BAK BATTERY INC

CIK 0001117171

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001117171

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 5:45 PM ET
Size
8.3 KB