$CBAT·4

CHINA BAK BATTERY INC · Jun 22, 5:58 PM ET

CHINA BAK BATTERY INC 4

4 · CHINA BAK BATTERY INC · Filed Jun 22, 2015

Insider Transaction Report

Form 4
Period: 2015-06-18
Li Xiangqian
DirectorCEO, President and Chairman10% Owner
Transactions
  • Sale

    Common Stock

    2015-06-18$3.71/sh5,900$21,9073,810,965 total
  • Sale

    Common Stock

    2015-06-22$3.49/sh2,308$8,0543,801,557 total
  • Sale

    Common Stock

    2015-06-19$3.54/sh7,100$25,1183,803,865 total
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.73 inclusive. The reporting person undertakes to provide to China BAK Battery, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.70, inclusive.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.55, inclusive.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES