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$HGBL·4

Heritage Global Inc. · Apr 1, 8:21 PM ET

Heritage Global Inc. 4

4 · Heritage Global Inc. · Filed Apr 1, 2016

Insider Transaction Report

Form 4
Period: 2016-03-31
Heritage Global Inc.HGBL
TOH HENRY Y L
Director
Transactions
  • Award

    Option to purchase common stock

    2016-03-31+10,000→ 70,000 total
    Exercise: $0.24Exp: 2026-03-31→ Common stock (10,000 underlying)
  • Exercise/Conversion

    Common Stock

    2016-03-31$0.15/sh+10,000$1,500→ 40,000 total
  • Exercise/Conversion

    Option to purchase common stock

    2016-03-31−10,000→ 60,000 total
    Exercise: $0.15Exp: 2016-03-31→ Common stock (10,000 underlying)
Footnotes (2)
  • [F1]Options vest 25% annually beginning on the first anniversary of the grant date.
  • [F2]Options vest 25% annually beginning on the first anniversary of the grant date.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES