E-Compass Acquisition Corp. 4
4 · E-Compass Acquisition Corp. · Filed Jan 23, 2017
Insider Transaction Report
Form 4
Polar Securities Inc.
10% Owner
Transactions
- Sale
Ordinary shares, par value $0.0001 per share
2017-01-19$10.50/sh−2,694$28,287→ 761,491 total(indirect: See footnote) - Sale
Ordinary shares, par value $0.0001 per share
2017-01-20$10.50/sh−1,100$11,550→ 760,391 total(indirect: See footnote)
Footnotes (2)
- [F1]Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.57, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein.