|4Jul 27, 9:31 AM ET

KHIC LLC 4

4 · COOL TECHNOLOGIES, INC. · Filed Jul 27, 2018

Insider Transaction Report

Form 4
Period: 2017-09-21
KHIC LLC
10% Owner
Transactions
  • Sale

    Common Stock, $0.001 par value

    2017-09-211,132,0004,650,000 total
  • Conversion

    Convertible Secured Promissory Note

    2018-04-08$0.03/sh+2,025,000$50,62511,837,914 total
    Exercise: $0.03From: 2016-08-31Exp: 2018-08-31Common Stock, $.0001 (2,025,000 underlying)
  • Conversion

    Common Stock, $0.001 par value

    2018-04-18$0.03/sh+2,025,000$50,6256,675,000 total
Footnotes (2)
  • [F1]Represents the sale of Common Stock in sixty five transactions between September 21, 2017 and November 10, 2017 at prices between .067 and .0912667.
  • [F2]Represents the partial conversion of the Senior Convertible Promissory Note by Reporting Person.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES