clirSPV LLC 3
3 · CLEARSIGN COMBUSTION CORP · Filed Jul 30, 2018
Insider Transaction Report
Form 3
clirSPV LLC
10% Owner
Holdings
- 5,213,543
Common Stock
- (indirect: See Notes)
Contractual Right to Purchase Common Stock
Exercise: $4.00From: 2018-07-20Exp: 2019-02-01→ Contractual Right to Purchase Common Stock (478,854 underlying)
Footnotes (2)
- [F1]clirSPV LLC ("clirSPV") is the record holder of the securities reported herein. GPclirSPV LLC ("GPclirSPV") is the Manager of clirSPV. Princeton Opportunity Management LLC ("Princeton Opportunity Management") has an Investment Management Agreement for clirSPV.
- [F2]Robert T. Hoffman is the Managing Member of GPclirSPV and Princeton Opportunity Management and shares the power to vote and dispose of the securities beneficially owned by clirSPV. As such, each of GPclirSPV, Princeton Opportunity Management and Robert T. Hoffman Sr. may be deemed to have or share beneficial ownership of the Common Stock or Contractual Rights to Purchase Common Stock held directly by clirSPV. Each such entity or individual other than clirSPV disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.