KHIC LLC 4
4 · COOL TECHNOLOGIES, INC. · Filed Oct 18, 2019
Insider Transaction Report
Form 4
KHIC LLC
10% Owner
Transactions
- Exercise Out-of-Money
Convertible Secured Promissory Note
2018-12-28−0→ 0 totalExercise: $0.00From: 2016-08-31Exp: 2018-12-28→ Common Stock, $.0001 (0 underlying)
Footnotes (1)
- [F1]On December 28, 2018, the issuer paid the Reporting Person all remaining amounts owed under the Senior Convertible Agreement between the parties, dated August 24, 2016, as subsequently amended. As a result, the Promissory Note, and any rights of conversion of the Promissory Note into Common Stock, was extinguished and the Reporting Person was no longer as of such payoff date a ten percent (10%) owner as defined pursuant to SEC Rule 16(a)(1). This filing is solely for informational purposes.