|4Sep 2, 4:21 PM ET

HARDY REGINALD L 4

4 · Brickell Biotech, Inc. · Filed Sep 2, 2020

Insider Transaction Report

Form 4
Period: 2020-08-31
HARDY REGINALD L
DirectorChairman of the Board
Transactions
  • Exercise/Conversion

    Common Stock

    2020-08-31+883197,954 total
  • Tax Payment

    Common Stock

    2020-08-31$0.94/sh7,048$6,625190,623 total
  • Tax Payment

    Common Stock

    2020-08-31$0.94/sh283$266197,671 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-08-318830 total
    Common Stock (883 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    21,826
  • Common Stock

    (indirect: By Trust)
    17,260
  • Common Stock

    (indirect: By Spouse)
    9,261
  • Common Stock

    (indirect: By Trust)
    17,260
  • Common Stock

    (indirect: By Self as General Partner)
    266,447
Footnotes (3)
  • [F1]Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.
  • [F2]Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.
  • [F3]These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES