|4Sep 17, 5:06 PM ET

HARDY REGINALD L 4

4 · Brickell Biotech, Inc. · Filed Sep 17, 2020

Insider Transaction Report

Form 4
Period: 2020-09-15
HARDY REGINALD L
DirectorChairman of the Board
Transactions
  • Award

    Stock Option (right to buy)

    2020-09-15+60,00060,000 total
    Exercise: $0.80Exp: 2030-09-15Common Stock (60,000 underlying)
  • Award

    Common Stock

    2020-09-15$0.81/sh+15,226$12,333205,849 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    21,826
  • Common Stock

    (indirect: By Spouse)
    9,261
  • Common Stock

    (indirect: By Self as General Partner)
    266,447
  • Common Stock

    (indirect: By Trust)
    17,260
Footnotes (2)
  • [F1]On September 15, 2020, the reporting person was granted 15,226 restricted stock units ("RSUs") in lieu of a portion of cash compensation as a director of Brickell Biotech, Inc. The RSUs are scheduled to vest on December 31, 2020 and will be settled in the form of one share of common stock for each RSU.
  • [F2]The stock options will vest 25% on September 15, 2021, and the remainder will vest in equal monthly installments over the following three years.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES