Havanec Laurie P. 4
4 · Otis Worldwide Corp · Filed Jan 5, 2021
Insider Transaction Report
Form 4
Havanec Laurie P.
EVP and Chief People Officer
Transactions
- Exercise/Conversion
Common Stock
2021-01-02$65.59/sh+3,148$206,477→ 11,971 total - Tax Payment
Common Stock
2021-01-02$65.59/sh−916$60,080→ 11,055 total - Exercise/Conversion
Restricted Stock Units
2021-01-02+3,148→ 0 total→ Common Stock (3,184 underlying) - Exercise/Conversion
Restricted Stock Units
2021-01-02+1,854→ 0 total→ Common Stock (1,854 underlying) - Exercise/Conversion
Common Stock
2021-01-02$65.59/sh+1,854$121,604→ 12,909 total - Tax Payment
Common Stock
2021-01-02$65.59/sh−539$35,353→ 12,370 total
Holdings
- 1,127(indirect: By 401(k))
Common Stock
- 40(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting.
- [F2]The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date.
- [F3]The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date.