4//SEC Filing
Chesnut John Jeffrey 4
Accession 0001062993-21-001695
CIK 0001101215other
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 4:09 PM ET
Size
8.9 KB
Accession
0001062993-21-001695
Insider Transaction Report
Form 4
Chesnut John Jeffrey
SVP and Treasurer
Transactions
- Award
Common Stock
2021-02-16+9,110→ 20,039.678 total - Award
Common Stock
2021-02-16+5,466→ 25,505.678 total - Tax Payment
Common Stock
2021-02-16$86.31/sh−210$18,125→ 20,513.678 total
Footnotes (5)
- [F1]The new grant is for 9,110 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 3,005 units on 2/16/22, on 3,007 units on 2/16/23 and on 3,098 units on 2/16/24, subject to continued employment by the Reporting Person on the vesting dates.
- [F2]The new grant is for 5,466 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting dates.
- [F3]Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- [F4]The total number of securities beneficially owned includes: (a) 4,411.678 unrestricted shares; (b) 86 unvested units from an award of 251 time-based restricted stock units granted 12/17/18; (c) 244 unvested units from an award of 716 time-based restricted stock units granted 2/15/19; (d) 1,196 unvested time-based restricted stock units granted 2/18/20; (e) the new grant for 9,110 time-based restricted stock units; and (f) the new grant for 5,466 performance-based restricted stock units.
- [F5]The grant for 4,782 performance-based restricted stock units awarded on 2/18/20 was forfeited due to failure to meet the EBT performance metric for 2020.
Issuer
ALLIANCE DATA SYSTEMS CORP
CIK 0001101215
Entity typeother
Related Parties
1- filerCIK 0001804171
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 4:09 PM ET
- Size
- 8.9 KB