4//SEC Filing
King Timothy P 4
Accession 0001062993-21-001699
CIK 0001101215other
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 4:10 PM ET
Size
10.0 KB
Accession
0001062993-21-001699
Insider Transaction Report
Form 4
King Timothy P
EVP & Chief Financial Officer
Transactions
- Award
Common Stock
2021-02-16+14,847→ 27,943.193 total - Award
Common Stock
2021-02-16+8,908→ 36,851.193 total - Tax Payment
Common Stock
2021-02-16$86.31/sh−404$34,869→ 34,033.193 total
Holdings
- 2,701.812(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]The new grant is for 14,847 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 4,898 units on 2/16/22, on 4,900 units on 2/16/23 and on 5,049 units on 2/16/24, subject to continued employment by the Reporting Person on the vesting dates.
- [F2]The new grant is for 8,908 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting dates.
- [F3]Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- [F4]The total number of securities beneficially owned includes: (a) 1,438.1931 unrestricted shares; (b) 365 unvested units from an award of 1,073 time-based restricted stock units granted 2/15/19; (c) 1,235 unvested units from an award of 1,843 time-based restricted stock units granted 12/16/19; (d) 1,931 unvested time-based restricted stock units granted 2/18/20; (e) 4,344 unvested performance-based restricted stock units granted 2/18/20; (f) 965 unvested performance-based restricted stock units granted 2/18/20; (g) the new grant for 14,847 time-based restricted stock units; and (h) the new grant for 8,908 performance-based restricted stock units.
- [F5]The grant for 2,414 performance-based restricted stock units awarded on 2/18/20 was forfeited due to failure to meet the EBT performance metric for 2020.
- [F6]Includes 7.912 shares acquired under Alliance Data's 401(k) plan since the date of the Reporting Person's last ownership report. The information in this report is based on a plan statement dated as of December 31, 2020.
Issuer
ALLIANCE DATA SYSTEMS CORP
CIK 0001101215
Entity typeother
Related Parties
1- filerCIK 0001779102
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 4:10 PM ET
- Size
- 10.0 KB