4//SEC Filing
SEQUOIA CAPITAL GROWTH FUND III 4
Accession 0001062993-21-002308
CIK 0001640147other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 5:32 PM ET
Size
37.6 KB
Accession
0001062993-21-002308
Insider Transaction Report
Form 4
Snowflake Inc.SNOW
SC US (TTGP), LTD.
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-03-01+10,213,048→ 10,213,048 total(indirect: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.) - Conversion
Class A Common Stock
2021-03-01+3,154,816→ 3,154,816 total(indirect: Sequoia Capital Growth Fund III, L.P.) - Conversion
Class A Common Stock
2021-03-01+544,464→ 544,464 total(indirect: Sequoia Capital U.S. Growth Fund VI, L.P.) - Conversion
Class B Common Stock
2021-03-01−409,424→ 0 total(indirect: Sequoia Capital U.S. Growth VII Principals Fund, L.P.)→ Class A Common Stock (409,424 underlying) - Conversion
Class B Common Stock
2021-03-01−3,154,816→ 0 total(indirect: Sequoia Capital Growth Fund III, L.P.)→ Class A Common Stock (3,154,816 underlying) - Conversion
Class B Common Stock
2021-03-01−544,464→ 0 total(indirect: Sequoia Capital U.S. Growth Fund VI, L.P.)→ Class A Common Stock (544,464 underlying) - Conversion
Class B Common Stock
2021-03-01−5,944→ 0 total(indirect: Sequoia Capital U.S. Growth VI Principals Fund, L.P.)→ Class A Common Stock (5,944 underlying) - Conversion
Class A Common Stock
2021-03-01+6,291,460→ 6,291,460 total(indirect: Sequoia Capital U.S. Growth Fund VII, L.P.) - Conversion
Class A Common Stock
2021-03-01+409,424→ 409,424 total(indirect: Sequoia Capital U.S. Growth VII Principals Fund, L.P.) - Conversion
Class A Common Stock
2021-03-01+5,944→ 5,944 total(indirect: Sequoia Capital U.S. Growth VI Principals Fund, L.P.) - Conversion
Class B Common Stock
2021-03-01−6,291,460→ 0 total(indirect: Sequoia Capital U.S. Growth Fund VII, L.P.)→ Class A Common Stock (6,291,460 underlying) - Conversion
Class B Common Stock
2021-03-01−10,213,048→ 0 total(indirect: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.)→ Class A Common Stock (10,213,048 underlying)
SEQUOIA CAPITAL GROWTH FUND III
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-03-01+10,213,048→ 10,213,048 total(indirect: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.) - Conversion
Class A Common Stock
2021-03-01+544,464→ 544,464 total(indirect: Sequoia Capital U.S. Growth Fund VI, L.P.) - Conversion
Class A Common Stock
2021-03-01+6,291,460→ 6,291,460 total(indirect: Sequoia Capital U.S. Growth Fund VII, L.P.) - Conversion
Class A Common Stock
2021-03-01+409,424→ 409,424 total(indirect: Sequoia Capital U.S. Growth VII Principals Fund, L.P.) - Conversion
Class A Common Stock
2021-03-01+3,154,816→ 3,154,816 total(indirect: Sequoia Capital Growth Fund III, L.P.) - Conversion
Class A Common Stock
2021-03-01+5,944→ 5,944 total(indirect: Sequoia Capital U.S. Growth VI Principals Fund, L.P.) - Conversion
Class B Common Stock
2021-03-01−6,291,460→ 0 total(indirect: Sequoia Capital U.S. Growth Fund VII, L.P.)→ Class A Common Stock (6,291,460 underlying) - Conversion
Class B Common Stock
2021-03-01−409,424→ 0 total(indirect: Sequoia Capital U.S. Growth VII Principals Fund, L.P.)→ Class A Common Stock (409,424 underlying) - Conversion
Class B Common Stock
2021-03-01−10,213,048→ 0 total(indirect: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.)→ Class A Common Stock (10,213,048 underlying) - Conversion
Class B Common Stock
2021-03-01−3,154,816→ 0 total(indirect: Sequoia Capital Growth Fund III, L.P.)→ Class A Common Stock (3,154,816 underlying) - Conversion
Class B Common Stock
2021-03-01−544,464→ 0 total(indirect: Sequoia Capital U.S. Growth Fund VI, L.P.)→ Class A Common Stock (544,464 underlying) - Conversion
Class B Common Stock
2021-03-01−5,944→ 0 total(indirect: Sequoia Capital U.S. Growth VI Principals Fund, L.P.)→ Class A Common Stock (5,944 underlying)
Transactions
- Conversion
Class A Common Stock
2021-03-01+6,291,460→ 6,291,460 total(indirect: Sequoia Capital U.S. Growth Fund VII, L.P.) - Conversion
Class A Common Stock
2021-03-01+409,424→ 409,424 total(indirect: Sequoia Capital U.S. Growth VII Principals Fund, L.P.) - Conversion
Class A Common Stock
2021-03-01+544,464→ 544,464 total(indirect: Sequoia Capital U.S. Growth Fund VI, L.P.) - Conversion
Class A Common Stock
2021-03-01+5,944→ 5,944 total(indirect: Sequoia Capital U.S. Growth VI Principals Fund, L.P.) - Conversion
Class B Common Stock
2021-03-01−6,291,460→ 0 total(indirect: Sequoia Capital U.S. Growth Fund VII, L.P.)→ Class A Common Stock (6,291,460 underlying) - Conversion
Class B Common Stock
2021-03-01−409,424→ 0 total(indirect: Sequoia Capital U.S. Growth VII Principals Fund, L.P.)→ Class A Common Stock (409,424 underlying) - Conversion
Class B Common Stock
2021-03-01−10,213,048→ 0 total(indirect: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.)→ Class A Common Stock (10,213,048 underlying) - Conversion
Class B Common Stock
2021-03-01−3,154,816→ 0 total(indirect: Sequoia Capital Growth Fund III, L.P.)→ Class A Common Stock (3,154,816 underlying) - Conversion
Class A Common Stock
2021-03-01+10,213,048→ 10,213,048 total(indirect: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.) - Conversion
Class A Common Stock
2021-03-01+3,154,816→ 3,154,816 total(indirect: Sequoia Capital Growth Fund III, L.P.) - Conversion
Class B Common Stock
2021-03-01−544,464→ 0 total(indirect: Sequoia Capital U.S. Growth Fund VI, L.P.)→ Class A Common Stock (544,464 underlying) - Conversion
Class B Common Stock
2021-03-01−5,944→ 0 total(indirect: Sequoia Capital U.S. Growth VI Principals Fund, L.P.)→ Class A Common Stock (5,944 underlying)
Transactions
- Conversion
Class A Common Stock
2021-03-01+409,424→ 409,424 total(indirect: Sequoia Capital U.S. Growth VII Principals Fund, L.P.) - Conversion
Class A Common Stock
2021-03-01+5,944→ 5,944 total(indirect: Sequoia Capital U.S. Growth VI Principals Fund, L.P.) - Conversion
Class B Common Stock
2021-03-01−10,213,048→ 0 total(indirect: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.)→ Class A Common Stock (10,213,048 underlying) - Conversion
Class B Common Stock
2021-03-01−544,464→ 0 total(indirect: Sequoia Capital U.S. Growth Fund VI, L.P.)→ Class A Common Stock (544,464 underlying) - Conversion
Class A Common Stock
2021-03-01+3,154,816→ 3,154,816 total(indirect: Sequoia Capital Growth Fund III, L.P.) - Conversion
Class A Common Stock
2021-03-01+6,291,460→ 6,291,460 total(indirect: Sequoia Capital U.S. Growth Fund VII, L.P.) - Conversion
Class A Common Stock
2021-03-01+10,213,048→ 10,213,048 total(indirect: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.) - Conversion
Class A Common Stock
2021-03-01+544,464→ 544,464 total(indirect: Sequoia Capital U.S. Growth Fund VI, L.P.) - Conversion
Class B Common Stock
2021-03-01−6,291,460→ 0 total(indirect: Sequoia Capital U.S. Growth Fund VII, L.P.)→ Class A Common Stock (6,291,460 underlying) - Conversion
Class B Common Stock
2021-03-01−409,424→ 0 total(indirect: Sequoia Capital U.S. Growth VII Principals Fund, L.P.)→ Class A Common Stock (409,424 underlying) - Conversion
Class B Common Stock
2021-03-01−3,154,816→ 0 total(indirect: Sequoia Capital Growth Fund III, L.P.)→ Class A Common Stock (3,154,816 underlying) - Conversion
Class B Common Stock
2021-03-01−5,944→ 0 total(indirect: Sequoia Capital U.S. Growth VI Principals Fund, L.P.)→ Class A Common Stock (5,944 underlying)
SCGF III MANAGEMENT LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-03-01+544,464→ 544,464 total(indirect: Sequoia Capital U.S. Growth Fund VI, L.P.) - Conversion
Class B Common Stock
2021-03-01−10,213,048→ 0 total(indirect: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.)→ Class A Common Stock (10,213,048 underlying) - Conversion
Class B Common Stock
2021-03-01−5,944→ 0 total(indirect: Sequoia Capital U.S. Growth VI Principals Fund, L.P.)→ Class A Common Stock (5,944 underlying) - Conversion
Class A Common Stock
2021-03-01+3,154,816→ 3,154,816 total(indirect: Sequoia Capital Growth Fund III, L.P.) - Conversion
Class A Common Stock
2021-03-01+5,944→ 5,944 total(indirect: Sequoia Capital U.S. Growth VI Principals Fund, L.P.) - Conversion
Class B Common Stock
2021-03-01−409,424→ 0 total(indirect: Sequoia Capital U.S. Growth VII Principals Fund, L.P.)→ Class A Common Stock (409,424 underlying) - Conversion
Class B Common Stock
2021-03-01−3,154,816→ 0 total(indirect: Sequoia Capital Growth Fund III, L.P.)→ Class A Common Stock (3,154,816 underlying) - Conversion
Class B Common Stock
2021-03-01−544,464→ 0 total(indirect: Sequoia Capital U.S. Growth Fund VI, L.P.)→ Class A Common Stock (544,464 underlying) - Conversion
Class A Common Stock
2021-03-01+6,291,460→ 6,291,460 total(indirect: Sequoia Capital U.S. Growth Fund VII, L.P.) - Conversion
Class A Common Stock
2021-03-01+409,424→ 409,424 total(indirect: Sequoia Capital U.S. Growth VII Principals Fund, L.P.) - Conversion
Class A Common Stock
2021-03-01+10,213,048→ 10,213,048 total(indirect: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.) - Conversion
Class B Common Stock
2021-03-01−6,291,460→ 0 total(indirect: Sequoia Capital U.S. Growth Fund VII, L.P.)→ Class A Common Stock (6,291,460 underlying)
Footnotes (4)
- [F1]Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.
- [F2]SC US (TTGP), Ltd. is (i) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III); (ii) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the GFVI Funds); and (iii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds).
- [F3](Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF III, the GFVI Funds, and the GFVII Funds. SCGF III Management, LLC is a general partner of Sequoia Capital Growth Fund III, L.P., and, as a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P. The directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of Douglas Leone, Roelof Botha, SC US (TTGP), Ltd.,
- [F4](Continued from Footnote 3) SCGGF III - Endurance Partners Management, L.P., SC U.S. Growth VI Management, L.P. and SC U.S. Growth VII Management, L.P. disclaims beneficial ownership of the shares held by GGF III, the GFVI Funds and GFVII Funds, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SCGF III Management, LLC disclaims beneficial ownership of the shares held by Sequoia Capital Growth Fund III, L.P., except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Issuer
Snowflake Inc.
CIK 0001640147
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001367782
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 5:32 PM ET
- Size
- 37.6 KB