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LINDE PLC·4

Mar 9, 5:15 PM ET

Opfermann Andreas 4

4 · LINDE PLC · Filed Mar 9, 2021

Insider Transaction Report

Form 4
Period: 2021-03-08
LINDE PLCLIN
Opfermann Andreas
Executive VP, Clean Energy
Transactions
  • Award

    Restricted Stock Units

    [F1]
    2021-03-08+1,810→ 1,810 total
    Exercise: $0.00→ Ordinary Shares (1,810 underlying)
  • Award

    Stock Option (right to buy)

    [F6]
    2021-03-08+19,070→ 19,070 total
    Exercise: $253.68From: 2022-03-08Exp: 2031-03-08→ Ordinary Shares (19,070 underlying)
Holdings

  • Ordinary Shares

    498

  • Restricted Stock Units

    [F2]
    Exercise: $0.00→ Ordinary Shares (2,145 underlying)
    2,145

  • Restricted Stock Units

    [F3][F4]
    Exercise: $0.00→ Ordinary Shares (93 underlying)
    93

  • Restricted Stock Units

    [F5]
    Exercise: $0.00→ Ordinary Shares (320 underlying)
    320

  • Stock Option (right to buy)

    [F7]
    Exercise: $173.13From: 2021-03-09Exp: 2030-03-09→ Ordinary Shares (26,090 underlying)
    26,090

  • Stock Option (right to buy)

    Exercise: $1.92From: 2021-06-07Exp: 2022-06-07→ Ordinary Shares (387 underlying)
    387

  • Stock Option (right to buy)

    [F8]
    Exercise: $176.63From: 2020-03-20Exp: 2029-03-20→ Ordinary Shares (3,600 underlying)
    3,600
Footnotes (8)
  • [F1]Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
  • [F2]Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
  • [F3]Restricted Stock Units ("RSUs") and stock options have been granted pursuant to the Business Combination Agreement among Praxair, Inc., Linde AG, Linde plc and certain of their affiliates, dated June 1, 2017, as amended (the "BCA"). The RSUs and stock options replace certain previously granted equity awards granted by Linde AG that were terminated in connection with the closing of the Business Combination of Praxair, Inc. and Linde AG that occurred on October 31, 2018. A more detailed explanation of these RSU and stock option replacement awards is discussed in the Linde plc Registration Statement on Form S-4 (Amendment No. 4) filed with the SEC on August 11, 2017 under the section titled "The Business Combination - Interests of Directors, Board Members and Executive Officers in the Business Combination - Linde AG - Treatment of Equity Awards" on pages 183-187.
  • [F4]Restricted Stock Units that will vest in full and payout on or about June 7, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
  • [F5]Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shaes on a one-for-one basis.
  • [F6]This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
  • [F7]This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
  • [F8]This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
Signature
Anthony M. Pepper, Attorney-in-Fact|2021-03-09

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES