Spark Networks SE·4

Apr 19, 9:09 PM ET

OSMIUM CAPITAL LP 4

4 · Spark Networks SE · Filed Apr 19, 2021

Insider Transaction Report

Form 4
Period: 2021-04-15
Transactions
  • Purchase

    American Depositary Shares

    2021-04-19$7.17/sh+3,900$27,963294,974 total
  • Purchase

    American Depositary Shares

    2021-04-15$6.81/sh+19,111$130,146272,117 total
  • Purchase

    American Depositary Shares

    2021-04-16$6.76/sh+18,957$128,149291,074 total
Holdings
  • American Depositary Shares

    (indirect: Osmium Capital, LP)
    1,367,958
  • American Depositary Shares

    (indirect: Osmium Capital II, LP)
    529,319
  • American Depositary Shares

    (indirect: Osmium Diamond, LP)
    1,006,336
  • American Depositary Shares

    (indirect: Osmium Spartan, LP)
    470,867
Footnotes (7)
  • [F1]The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
  • [F2]Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.72 - $6.90, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.60 - $6.90, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 - $7.45, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F6]Excludes options to purchase 500,000 ADSs held by the John H. Lewis.
  • [F7]Excludes options to buy 728,900 ADSs held by Osmium Capital, L.P.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES