|4Jul 16, 12:49 PM ET

Fenwick-Smith Robert 4

4 · Lightning eMotors, Inc. · Filed Jul 16, 2021

Insider Transaction Report

Form 4
Period: 2021-07-13
Transactions
  • Award

    Common Stock

    2021-07-13+17,167260,662 total
  • Award

    Common Stock

    2021-07-13+17,167277,829 total
Holdings
  • Common Stock

    (indirect: By LLC)
    4,598,976
Footnotes (3)
  • [F1]Subject to the Reporting Person's continued service to the Issuer, 17,167 of such RSUs vest as follows: 1/3 vests on each of May 6, 2022, May 6, 2023 and May 6, 2024.
  • [F2]Subject to the Reporting Person's continued service to the Issuer, 17,167 of such RSUs vest as follows: 1/4 vests on each of August 15, 2021, November 15, 2021, February 15, 2022 and May 15, 2022.
  • [F3]The shares are held directly by Aravaipa Venture Fund, LLC, the managing member of which is Aravaipa Ventures LLC. As a co-founding partner and member of Aravaipa Venture Fund, LLC and the managing member of Aravaipa Ventures, LLC, the Reporting Person may be deemed to share beneficial ownership of 4,598,976 shares of Common Stock held directly by Aravaipa Venture Fund, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES