Neal Daniel J W 4
4 · Broad Street Realty, Inc. · Filed Oct 8, 2021
Insider Transaction Report
Form 4
Neal Daniel J W
Director
Transactions
- Award
Common Stock
2021-10-06+103,981→ 849,488 total
Holdings
- 29,554(indirect: By Children)
Common Stock
- 37,255(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Received in exchange for membership interests in BSV Greenwood Investors LLC ("Greenwood"), pursuant to the previously disclosed Agreement and Plan of Merger (the "Greenwood Merger Agreement"), dated as of May 28, 2019, as amended on Nov. 27, 2019 and Dec. 27, 2019, by and among Greenwood, Broad Street Realty, Inc. (the "Issuer"), Broad Street Operating Partnership, LP and a subsidiary. Upon the closing of the transactions contemplated by the Greenwood Merger Agreement (the "Greenwood Merger"), the membership interests that were then outstanding were converted into the right to receive shares of the Issuer's common stock.
- [F2]As of the date immediately prior to the effective time of the Greenwood Merger, the last reported sales price of the Issuer's common stock on the OTCQX was $2.49 per share.
- [F3]The reporting person is the managing member of a limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.