Home/Filings/4/0001062993-21-012938
4//SEC Filing

Garza Santos David F 4

Accession 0001062993-21-012938

CIK 0000054480other

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 4:50 PM ET

Size

9.4 KB

Accession

0001062993-21-012938

Insider Transaction Report

Form 4
Period: 2021-12-14
Transactions
  • Exercise/Conversion

    Common Stock

    2021-12-14+83,610 total
  • Exercise/Conversion

    Dividend Equivalent Right

    2021-12-148.8840 total
    Common Stock (8.884 underlying)
  • Disposition to Issuer

    Common Stock

    2021-12-143,6100 total
Footnotes (2)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares.
  • [F2]Settlement of dividend equivalent rights in connection with payment of 954 of the reporting person's deferred shares on December 14, 2021. The rights accrued when and as dividends were paid on Kansas City Southern (KCS) common stock and became payable proportionately with the deferred shares to which they related. Each dividend equivalent is the economic equivalent of one share of KCS common stock. The fractional share was paid in cash. Pursuant to the Merger Agreement, each share of director deferred stock (each, a Director Deferred Share) was converted into the right to receive the Merger Consideration, less applicable tax withholding.

Issuer

KANSAS CITY SOUTHERN

CIK 0000054480

Entity typeother

Related Parties

1
  • filerCIK 0001668209

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 4:50 PM ET
Size
9.4 KB