Chicken Soup for the Soul Entertainment, Inc.·4

Dec 16, 5:02 PM ET

Sofko Elana 4

4 · Chicken Soup for the Soul Entertainment, Inc. · Filed Dec 16, 2021

Insider Transaction Report

Form 4
Period: 2021-10-06
Transactions
  • Exercise/Conversion

    Class A common stock

    2021-10-06$7.50/sh+6,250$46,8756,250 total
  • Exercise/Conversion

    Class A common stock

    2021-12-15$7.50/sh+34,802$261,01541,052 total
  • Award

    Stock Option (right to buy)

    2021-12-10+33,948202,968 total
    Exercise: $14.05From: 2021-12-10Exp: 2026-12-10Class A common stock (33,948 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2021-12-1568,750133,948 total
    Exercise: $7.50Exp: 2022-01-01Class A common stock (34,802 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2021-10-066,250168,750 total
    Exercise: $7.50Exp: 2022-01-01Class A common stock (6,250 underlying)
Footnotes (2)
  • [F1]Cashless exercise of 68,750 warrants, utilizing a 20 trading day average price of $15.19, netted 34,802 shares issued to the Reporting Person.
  • [F2]The stock options vested in twelve equal quarterly installments beginning on March 31, 2017.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES