4//SEC Filing
Schick Susan D. 4
Accession 0001062993-21-013089
CIK 0000049071other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 11:29 AM ET
Size
21.6 KB
Accession
0001062993-21-013089
Insider Transaction Report
Form 4
HUMANA INCHUM
Schick Susan D.
Seg Pres. Grp. & Military Bus.
Transactions
- Exercise/Conversion
Humana Common
2021-12-15+238→ 843 total - Exercise/Conversion
Restricted Stock Units
2021-12-15−1,603→ 1,603 total→ Humana Common (1,603 underlying) - Tax Payment
Humana Common
2021-12-15$459.85/sh−74$34,029→ 769 total - Exercise/Conversion
Humana Common
2021-12-15+189→ 1,959 total - Tax Payment
Humana Common
2021-12-15$459.85/sh−87$40,007→ 1,872 total - Exercise/Conversion
Restricted Stock Units
2021-12-15−238→ 238 total→ Humana Common (238 underlying) - Exercise/Conversion
Humana Common
2021-12-15+1,603→ 2,372 total - Tax Payment
Humana Common
2021-12-15$459.85/sh−602$276,830→ 1,770 total - Exercise/Conversion
Restricted Stock Units
2021-12-15−189→ 379 total→ Humana Common (189 underlying)
Holdings
- 1,765
Options
Exercise: $403.05Exp: 2028-09-01→ Humana Common (1,765 underlying) - 434
Restricted Stock Units
→ Humana Common (434 underlying)
Footnotes (6)
- [F1]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
- [F2]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F3]Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
- [F4]Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
- [F5]Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
- [F6]Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001881150
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 11:29 AM ET
- Size
- 21.6 KB