4//SEC Filing
Zipperle Cynthia H 4
Accession 0001062993-21-013091
CIK 0000049071other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 11:30 AM ET
Size
21.3 KB
Accession
0001062993-21-013091
Insider Transaction Report
Form 4
HUMANA INCHUM
Zipperle Cynthia H
Vice President, CAO,Controller
Transactions
- Exercise/Conversion
Humana Common
2021-12-15+271→ 4,718 total - Exercise/Conversion
Humana Common
2021-12-15+205→ 4,923 total - Tax Payment
Humana Common
2021-12-15$459.85/sh−127$58,401→ 4,591 total - Exercise/Conversion
Humana Common
2021-12-15+238→ 4,829 total - Tax Payment
Humana Common
2021-12-15$459.85/sh−96$44,146→ 4,827 total - Tax Payment
Humana Common
2021-12-15$459.85/sh−111$51,043→ 4,718 total - Exercise/Conversion
Restricted Stock Units
2021-12-15−205→ 410 total→ Humana Common (205 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-15−271→ 0 total→ Humana Common (271 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-15−238→ 238 total→ Humana Common (238 underlying)
Holdings
- 292(indirect: See Footnote)
Phantom Stock Units
→ Humana Common (292 underlying) - 905(indirect: See Footnote)
Humana Common
Footnotes (7)
- [F1]Shares held for the benefit of reporting person as of November 30, 2021under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F2]Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F3]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F4]Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
- [F5]Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- [F6]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- [F7]Phantom Stock Units held for the benefit of reporting person as of November 30, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001628102
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 11:30 AM ET
- Size
- 21.3 KB