Home/Filings/4/0001062993-21-013154
4//SEC Filing

Natarajan Rajesh 4

Accession 0001062993-21-013154

CIK 0001101215other

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 4:13 PM ET

Size

5.7 KB

Accession

0001062993-21-013154

Insider Transaction Report

Form 4
Period: 2021-12-15
Transactions
  • Award

    Common Stock

    2021-12-15+3735,947 total
Footnotes (3)
  • [F1]The new grant is for 373 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 12/15/31 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than December 15, 2022.
  • [F2]In connection with the spin-off of Loyalty Ventures Inc. by the Issuer, outstanding unvested restricted stock units ("RSUs"), including RSUs previously granted to the Reporting Person, were subject to anti-dilution adjustments ("Anti-Dilution Adjustment"). To the extent that the outstanding RSUs granted to the Reporting Person were previously reported under Table I, the total number of shares reported include the additional RSUs held by the Reporting Person as a result of the Anti-Dilution Adjustment. The outstanding RSUs will continue to vest pursuant to the original vesting schedule for each grant.
  • [F3]The total amount of securities beneficially owned includes: (a) 3,432 unvested restricted stock units granted 6/22/20; (b) 1,803 unvested restricted stock units granted 6/15/21; (c) 339 unvested restricted stock units granted 9/15/21; and (d) the new grant for 373 restricted stock units.

Issuer

ALLIANCE DATA SYSTEMS CORP

CIK 0001101215

Entity typeother

Related Parties

1
  • filerCIK 0001812674

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 4:13 PM ET
Size
5.7 KB