Gatmaitan Alfonso 4
4 · UpHealth, Inc. · Filed Jan 12, 2022
Insider Transaction Report
Form 4
Gatmaitan Alfonso
Co-Chief Executive Officer
Transactions
- Disposition to Issuer
Common Stock
2022-01-10−51,814→ 1,183,460 total - Disposition to Issuer
Performance-Based Restricted Stock Unit
2022-01-10−155,440→ 0 totalExercise: $0.00→ Common Stock (155,440 underlying)
Holdings
- 1,235,274
Common Stock
Footnotes (2)
- [F1]The reporting person resigned as chief operating officer (the "Resignation") of UpHealth, Inc. (the "Company") effective January 10, 2022 (the "Resignation Date"). As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of the Company and therefore will no longer report any such transactions on Form 4 or Form 5.
- [F2]On Resignation Date, the reporting person and the Company entered into a Separation Agreement, whereby within ten days of January 18, 2022 (the "Effective Date"), so long as the Separation Agreement has not been revoked by either party before the Effective Date, the reporting person will vest restricted stock units ("RSUs") for 103,627 shares of the total of 310,881 RSUs that were previously reported by the reporting person on October 20, 2021. All remaining RSUs shall be forfeited as of the Resignation Date.