4//SEC Filing
Kaufman David A 4
Accession 0001062993-22-002324
CIK 0000009389other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 7:34 PM ET
Size
13.0 KB
Accession
0001062993-22-002324
Insider Transaction Report
Form 4
BALL CorpBLL
Kaufman David A
President, Ball Aerospace
Transactions
- Exercise/Conversion
Common Stock
2022-01-31$97.10/sh+1,257$122,055→ 12,515.921 total - Tax Payment
Common Stock
2022-01-31$97.10/sh−423$41,073→ 12,092.921 total - Exercise/Conversion
Deferred Compensation Company Stock Plan
2022-01-31$97.10/sh+1,464.973$142,249→ 26,695.531 total→ Common Stock (1,464.973 underlying) - Exercise/Conversion
Restricted Stock Units
2022-01-31−1,615→ 9,520 total→ Common Stock (1,615 underlying)
Holdings
- 5.407(indirect: By 401(k))
Common Stock
Footnotes (9)
- [F1]Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
- [F2]The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
- [F3]Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
- [F4]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- [F5]Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- [F6]Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
- [F7]Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- [F8]Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- [F9]Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
Issuer
BALL Corp
CIK 0000009389
Entity typeother
Related Parties
1- filerCIK 0001839518
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 7:34 PM ET
- Size
- 13.0 KB