Dick Michael 4
4 · Allison Transmission Holdings Inc · Filed Feb 14, 2022
Insider Transaction Report
Form 4
Dick Michael
SVP, Ops and Purchasing
Transactions
- Exercise/Conversion
Common Stock
2022-02-10+1,975→ 58,577 total - Tax Payment
Common Stock
2022-02-10$39.17/sh−685$26,831→ 57,930 total - Exercise/Conversion
Restricted Stock Units
2022-02-10−1,975→ 3,950 total→ Common Stock (1,975 underlying) - Exercise/Conversion
Dividend Equivalent Rights
2022-02-10−38→ 479 total→ Common Stock (38 underlying) - Exercise/Conversion
Common Stock
2022-02-10+38→ 58,615 total
Footnotes (3)
- [F1]Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
- [F2]Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
- [F3]Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.