Dick Michael 4
4 · Allison Transmission Holdings Inc · Filed Feb 22, 2022
Insider Transaction Report
Form 4
Dick Michael
SVP, Ops and Purchasing
Transactions
- Exercise/Conversion
Common Stock
2022-02-20+203→ 62,034 total - Exercise/Conversion
Dividend Equivalent Rights
2022-02-20−203→ 276 total→ Common Stock (203 underlying) - Exercise/Conversion
Restricted Stock Units
2022-02-20−3,901→ 0 total→ Common Stock (3,901 underlying) - Exercise/Conversion
Common Stock
2022-02-20+3,901→ 61,831 total - Tax Payment
Common Stock
2022-02-20$40.57/sh−1,172$47,548→ 60,862 total
Footnotes (3)
- [F1]Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
- [F2]Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
- [F3]Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.