4//SEC Filing
Schick Susan D. 4
Accession 0001062993-22-005392
CIK 0000049071other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 5:35 PM ET
Size
16.4 KB
Accession
0001062993-22-005392
Insider Transaction Report
Form 4
HUMANA INCHUM
Schick Susan D.
Seg Pres. Grp. & Military Bus.
Transactions
- Award
Options
2022-02-21+2,685→ 2,685 totalExercise: $425.06Exp: 2029-02-21→ Humana Common (2,685 underlying) - Award
Restricted Stock Units
2022-02-21+741→ 741 total→ Humana Common (741 underlying)
Holdings
- 379
Restricted Stock Units
→ Humana Common (379 underlying) - 434
Restricted Stock Units
→ Humana Common (434 underlying) - 1,351
Humana Common
- 1,765
Options
Exercise: $403.05Exp: 2028-09-01→ Humana Common (1,765 underlying) - 238
Restricted Stock Units
→ Humana Common (238 underlying) - 1,603
Restricted Stock Units
→ Humana Common (1,603 underlying)
Footnotes (9)
- [F1]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F3]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F4]Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
- [F5]Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
- [F6]Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
- [F7]Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.
- [F8]Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- [F9]Reporting person transferred a total of 521 shares of direct ownership on January 4, 2022 pursuant to a Domestic Relations Order. Reporting person was afforded a filing exemption under Rule 16a-12, which extends to securities transferred under a DRO.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001881150
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 5:35 PM ET
- Size
- 16.4 KB