4//SEC Filing
Dick Michael 4
Accession 0001062993-22-007719
CIK 0001411207other
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 2:14 PM ET
Size
12.1 KB
Accession
0001062993-22-007719
Insider Transaction Report
Form 4
Dick Michael
SVP, Ops and Purchasing
Transactions
- Exercise/Conversion
Common Stock
2022-03-11+3,633→ 64,495 total - Exercise/Conversion
Common Stock
2022-03-11+198→ 64,693 total - Tax Payment
Common Stock
2022-03-11$38.92/sh−1,099$42,773→ 63,594 total - Exercise/Conversion
Restricted Stock Units
2022-03-11−3,633→ 0 total→ Common Stock (3,633 underlying) - Exercise/Conversion
Dividend Equivalent Rights
2022-03-11−198→ 0 total→ Common Stock (198 underlying)
Footnotes (3)
- [F1]Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled.
- [F2]Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
- [F3]Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
Issuer
Allison Transmission Holdings Inc
CIK 0001411207
Entity typeother
Related Parties
1- filerCIK 0001661740
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 2:14 PM ET
- Size
- 12.1 KB