4//SEC Filing
Rothberg Richard J 4
Accession 0001062993-22-008089
CIK 0001571996other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 7:00 PM ET
Size
8.9 KB
Accession
0001062993-22-008089
Insider Transaction Report
Form 4
Rothberg Richard J
General Counsel & Secretary
Transactions
- Award
Class C Common Stock
2022-03-15+23,762→ 208,411 total - Tax Payment
Class C Common Stock
2022-03-15$50.74/sh−18,969$962,487→ 189,442 total - Award
Class C Common Stock
2022-03-15+100,557→ 289,999 total
Footnotes (4)
- [F1]Represents a grant of 23,762 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.
- [F2]On November 1, 2021, the Issuer completed a special distribution of all of the shares of common stock of its former subsidiary, VMware, Inc., that it beneficially owned to its stockholders on a pro rata basis (the "Transaction"). In connection with the Transaction, the Issuer implemented an equitable adjustment to outstanding equity awards held by participants in the Issuer's 2013 Stock Incentive Plan in accordance with the terms of the plan. As a result, the 87,475 RSUs previously reported as beneficially owned by the reporting person were adjusted and the reporting person now beneficially owns 195,919 RSUs following the grant referred to in footnote 1.
- [F3]Represents shares withheld by the Issuer for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019, March 15, 2020 and March 15, 2021.
- [F4]Represents 160,936 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2019, net of 60,379 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. Vesting of the performance-based RSUs occurred simultaneously with their certification.
Issuer
Dell Technologies Inc.
CIK 0001571996
Entity typeother
Related Parties
1- filerCIK 0001680902
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 7:00 PM ET
- Size
- 8.9 KB